Annual Compliance Review – Whole Practice Review
Safeguard your practice with Metis’s Annual Whole Practice Compliance Reviews. Our thorough evaluations cover critical areas including Anti-Money Laundering, Client Money, DPB, Audit, and Practice Assurance.
This review covers the following areas, unless they are not relevant or you have undertaken the review for yourself:
- Anti-Money Laundering
- Client Money
- DPB
- Audit
- ‘Practice Assurance’ this is wide ranging but covers your marketing material, website, letterhead, compliance with a wide range a regulations. It also involves a review of a sample of non audit files. The review of non audit files is to ensure that your procedures have been complied with and they are adequate. Regarding direct taxation and VAT files the review will not be considered whether treatments or advice are correct.